Is Equality Really about Diminishing Marginal Utility?
In Robert Nozick's famous "Utility Monster" thought experiment he proposes the idea of a creature that does not receive diminishing marginal utility from resource consumption, and argues that this poses a problem for utilitarian ethics. Why? Utilitarian ethics, while highly egalitarian in real life situations, does not place any intrinsic value on equality. The reason utilitarian ethics tend to favor equality is that human beings seem to experience diminishing returns when converting resources into utility. Egalitarianism, according to this framework, is good because sharing resources between people reduces the level of diminishing returns and maximizes the total amount of utility people generate, not because it's actually good for people to have equal levels of utility.
The problem the Utility Monster poses is that, since it does not receive diminishing marginal utility, there is no reason, under traditional utilitarian framework, to share resources between it and the other inhabitants of the world it lives in. It would be completely justified in killing other people and taking their things for itself, or enslaving them for its own benefit. This seems counter-intuitive to Nozick, and many other people.
There seem to be two possible reasons for this. One, of course, is that most people's intuitions are wrong in this particular case. The reason I am interesting in exploring, however, is the other one, namely that equality is valuable for its own sake, not just as a side effect of diminishing marginal utility.
Now, before I go any further I should clarify what I mean by "equality." There are many different types of equality, not all of which are compatible with each other. What I mean is equality of utility, everyone has the same level of satisfied preferences, happiness, and whatever else "utility" constitutes. This is not the same thing as fiscal equality, as some people may differ in their ability to convert money and resources into utility (people with horrible illnesses, for instance, are worse at doing so than the general population). It is also important to stress that "lifespan" should be factored in as part of the utility that is to be equalized (i.e. killing someone increases inequality). Otherwise one could achieve equality of utility by killing all the poor people.
So if equality is valuable for its own sake, how does one factor it into utilitarian calculations? It seems wrong to replace utility maximization with equality maximization. That would imply that a world where everyone had 10 utilons and a society where everyone had 100 utilons are morally identical, which seems wrong, to say the least.
What about making equality lexically prior to utility maximization? That seems just as bad. It would imply, among other things, that in a stratified world where some people have far greater levels of utility than others, that it would be morally right to take an action that would harm every single person in the world, as long as it hurt the best off slightly more than the worst off. That seems insanely wrong. The Utility Monster thought experiment already argues against making utility maximization lexically prior to equality.
So it seems like the best option would be to have maximizing utility and increasing equality as two separate values. How then, to trade one off against the other? If there is some sort of straight, one-to-one value then this doesn't do anything to dismiss the problem of the Utility Monster. A monster good enough at utility generation could simply produce so much utility that no amount of equality could equal its output.
The best possible solution I can see would be to have utility maximization and equality have diminishing returns relative to each other. This would mean that in a world with high equality, but low utility, raising utility would be more important, while in a world of low equality and high utility, establishing equality would be more important.
This solution deals with the utility monster fairly effectively. No matter how much utility the monster can generate, it is always better to share some of its resources with other people.
Now, you might notice that this doesn't eliminate every aspect of the utility monster problem. As long as the returns generated by utility maximization do not diminish to zero you can always posit an even more talented monster. And you can then argue that the society created by having that monster enslave the rest of the populace is better than one where a less talented monster shares with the rest of the populace. However, this new society would instantly become better if the new Utility Monster was forced to share its resources with the rest of the population.
This is a huge improvement over the old framework. Ordinary utility maximizing ethics would not only argue that a world where a Utility Monster enslaved everyone else might be a better world. They would argue that it was the optimal world, the best possible world given the constraints the inhabitants face. Under this new ethical framework, however, that is never the case. The optimal world, under any given level of constraints, is one where a utility monster shares with the rest of the population.
In other words, under this framework, if you were to ask, "Is it good for a utility monster to enslave the rest of the population?" the answer would always be "No."
Obviously the value of equality has many other aspects to be considered. For instance is it better described by traditional egalitarianism, or by prioritarianism? Values are often more complex than they first appear.
It also seems quite possible that there are other facets of value besides maximizing utility and equality of utility. For instance, total and average utilitarianism might be reconciled by making them two separate values that are both important. Other potential candidates include prioritarian concerns (if they are not included already), number of worthwhile lives (most people would consider a world full of people with excellent lives better than one inhabited solely by one ecstatic utility monster), consideration of prior-existing people, and perhaps many, many more. As with utility and equality, these values would have diminishing returns relative to each other, and an optimum society would be one where all receive some measure of consideration.
An aside. This next section is not directly related to the rest of the essay, but develops the idea in a direction I thought was interesting:
It seems to me that the value of equality could be the source of a local disagreement in population ethics. There are several people (Robin Hanson, most notably) who have argued that it would be highly desirable to create huge amounts of poor people with lives barely worth living, and that this may well be better than having a smaller, wealthier population. Many other people consider this to be a bad idea.
The unspoken assumption in this argument is that multiple lives barely worth living generate more utility than a single very excellent life. At first this seems like an obvious truth, based on the following chain of logic:
1. It is obviously wrong for Person A, who has a life barely worth living, to kill Person B, who also has a life barely worth living, and use B's property to improve their own life.
2. The only reason something is wrong is that it decreases the level of utility.
3. Therefore, killing Person B must decrease the level of utility.
4. Therefore, two lives barely worth living must generate more utility than a single excellent life.
However, if equality is valued for its own sake, then the reason it is wrong to kill Person B might be because of the vast inequality in various aspects of utility (lifespan, for instance) that their death would create between A and B.
This means that a society that has a smaller population living great lives might very well be generating a much larger amount of utility than a larger society whose inhabitants live lives barely worth living.
Utopia in Manna
Manna is the title of a science fiction story that describes a near future transition to an automated society where humans are uneconomical. In the later chapters it describes in some detail a post-scarcity society. There are several problems with it however, the greatest by far is that the author seems to have assumed that "want" and "envy" are primarily tied in material needs. This is simply not true.
I would love to live in a society with material equality on a sufficiently hight standard, I'd however hate to live in society with a enforced social equality, simply because that would override my preferences and freedom to interact or not interact with whomever I wish.
Also since things like the willpower to work out (to stay in top athletic condition even!) or not having the resources to fulfil even basic plans are made irrelevant, things like genetic inequality or how comfortable you are messing with your own hardware to upgrade your capabilities or how much time you dedicate to self-improvement would be more important than ever.
I predict social inequality would be pretty high in this society and mostly involuntary. Even a decision about something like the distribution of how much time you use for self-improvement, which you could presumably change later, there wouldn't be a good way to catch up with anyone (think opportunity cost and compound interest), unless technological progress would hit diminishing returns and slow down. Social inequality would however be more limited than pure financial inequality I would guess because of things like Dunbar's number. There would still be tragedy (that may be a feature rather than a bug of utopia). I guess people would be comfortable with gods above and beasts below them, that don't really figure in their "my social status compared to others" part of the brain, but even in the narrow band where you do care about inequality would grow rapidly. Eventually you might find yourself alone in your specific spot.
To get back to my previous point about probable (to me) unacceptable limitations on freedom, It may seem silly that a society with material equality would legislate intrusive and micromanaging rules that would force social equality to prevent this, but the hunter gatherer instincts in us are strong. We demand equality. We enjoy bringing about "equality". We look good demanding equality. Once material needs are met, this powerful urge will still be there and bring about signalling races. And new and new ways to avoid the edicts produced by such races (because also strong in us is our desire to be personally unequal or superior to someone, to distinguish and discriminate in our personal lives). This would play out in interesting and potentially dystopia ways.
I'm pretty sure the vast majority of people in the Australia project would probably end up wireheading. Why bother to go to the Moon when you can have a perfect virtual reality replica of it, why bother with the status of building a real fusion reactor when you can just play a gameified simplified version and simulate the same social reward, why bother with a real relationship ect... dedicating resoruces for something like a real life space elevator simply wouldn't cross their minds. People I think systematically overestimate how much something being "real" matters to them. Better and better also means better and better virtual super-stimuli. Among the tiny remaining faction of remaining "peas" (those choosing to spend most of their time in physical existence), there would be very few that would choose to have children, but they would dominate the future. Also I see no reason why the US couldn't buy technology from the Australia Project to use for its own welfare dependant citizens. Instead of the cheap mega-shelters, just hook them up on virtual reality, with no choice in the matter. Which would make a tiny fraction of them deeply unhappy (if they knew about it).
I maintain that the human brains default response to unlimited control of its own sensor input and reasonable security of continued existence is solipsism. And the default of a society of human brains with such technology is first social fragmentation, then value fragmentation and eventually a return to living under the yoke of an essentially Darwinian processes. Speaking of which the society of the US as described in the story would probably outpace Australia since it would have machines do its research and development.
It would take some time for the value this creates to run out though, much like Robin Hanson finds a future with a dream time of utopia followed by trillions of slaves glorious , I still find a few subjective millennia of a golden age followed by non-human and inhuman minds to be worth it.
It is not like we have to choose between infinity and something finite, the universe seems to have an expiration date as it is. A few thousand or million years doesn't seem like something fleas on a insignificant speck should sneer at.
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I recently read an article by Steve Sailer that reminded me about something I have been puzzled by for a long time. Relevant paragraphs:
Poor people having fewer children means that the children have more resources available per capita making the children better off. Rich people having more children actually increases equality in society since it reduces the per capita resource advantage their children have. Rich people giving to their children is also one of the few cases where the redistribution of wealth doesn't reduce incentives for wealth creation. Rich people care about their children too.
Since programs aimed at reducing teen pregnancy rates do seem to have had some effect, we known something like this is possible without being horrible to the potential parents it targets.
Yet a policy of "poor people should have fewer children, rich people more" sounds heartless despite increasing general welfare both by making poor children better off and by reducing the privilege of rich children thus increasing equality which we seem to think is ceteris paribus a good thing.
Why is that?
Edit: To test the source of the reader's intuiton (assuming he shares it with me), I encourage the consideration of two interesting scenarios that may depart from reality.