Charlie Steiner

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LW1.0 username Manfred. PhD in condensed matter physics. I am independently thinking and writing about value learning.

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Alignment Hot Take Advent Calendar
Reducing Goodhart
Philosophy Corner

Wikitag Contributions

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Thanks!

Any thoughts on how this line of research might lead to "positive" alignment properties? (i.e. Getting models to be better at doing good things in situations where what's good is hard to learn / figure out, in contrast to a "negative" property of avoiding doing bad things, particularly in cases clear enough we could build a classifier for them.)

The second thing impacts the first thing :) If a lot of scheming is due to poor reward structure, and we should work on better reward structure, then we should work on scheming prevention.

Very interesting!

It would be interesting to know what the original reward models would say here - does the "screaming" score well according to the model of what humans would reward (or what human demonstrations would contain, depending on type of reward model)?

My suspicion is that the model has learned that apologizing, expressing distress etc after making a mistake is useful for getting reward. And also that you are doing some cherrypicking.

At the risk of making people do more morally grey things, have you considered doing a similar experiment with models finetuned on a math task (perhaps with a similar reward model setup for ease of comparison), which you then sabotage by trying to force them to give the wrong answer?

I'm a big fan! Any thoughs on how to incorporate different sorts of reflective data, e.g. different measures of how people think mediation "should" go?

I don't get what experiment you are thinking about (most CoT end with the final answer, such that the summarized CoT often ends with the original final answer).

Hm, yeah, I didn't really think that through. How about giving a model a fraction of either its own precomputed chain of thought, or the summarized version, and plotting curves of accuracy and further tokens used vs. % of CoT given to it? (To avoid systematic error from summaries moving information around, doing this with a chunked version and comparing at each chunk seems like a good idea.)

Anyhow, thanks for the reply. I have now seen last figure.

Do you have the performance on replacing CoTs with summarized CoTs without finetuning to produce them? Would be interesting.

"Steganography" I think give the wrong picture of what I expect - it's not that the model would be choosing a deliberately obscure way to encode secret information. It's just that it's going to use lots of degrees of freedom to try to get better results, often not what a human would do.

A clean example would be sometimes including more tokens than necessary, so that it can do more parallel processing at those tokens. This is quite different from steganography because the tokens aren't being used for semantic content, not even hidden content, they have a different mechanism of impact on the computation the AI does for future tokens.

But as with most things, there's going to be a long tail of "unclean" examples - places where tokens have metacognitive functions that are mostly reasonable to a human reader, but are interpreted in a slightly new way. Some of these functions might be preserved or reinvented under finetuning on paraphrases, though only to the extent they're useful for predicting the rest of the paraphrased CoT.

Well, I'm disappointed.

Everything about misuse risks and going faster to Beat China, nothing about accident/systematic risks. I guess "testing for national security capabilities" is probably in practice code for "some people will still be allowed to do AI alignment work," but that's not enough.

I really would have hoped Anthropic could be realistic and say "This might go wrong. Even if there's no evil person out there trying to misuse AI, bad things could still happen by accident, in a way that needs to be fixed by changing what AI gets built in the first place, not just testing it afterwards. If this was like making a car, we should install seatbelts and maybe institute a speed limit."

I think it's about salience. If you "feel the AGI," then you'll automatically remember that transformative AI is a thing that's probably going to happen, when relevant (e.g. when planning AI strategy, or when making 20-year plans for just about anything). If you don't feel the AGI, then even if you'll agree when reminded that transformative AI is a thing that's probably going to happen, you don't remember it by default, and you keep making plans (or publishing papers about the economic impacts of AI or whatever) that assume it won't.

I agree that in some theoretical infinite-retries game (that doesn't allow the AI to permanently convince the human of anything), scheming has a much longer half-life than "honest" misalignment. But I'd emphasize your paranthetical. If you use a misaligned AI to help write the motivational system for its successor, or if a misaligned AI gets to carry out high-impact plans by merely convincing humans they're a good idea, or if the world otherwise plays out such that some AI system rapidly accumulates real-world power and that AI is misaligned, or if it turns out you iterate slowly and AI moves faster than you expected, you don't get to iterate as much as you'd like.

I have a lot of implicit disagreements.

Non-scheming misalignment is nontrivial to prevent and can have large, bad (and weird) effects.

This is because ethics isn't science, it doesn't "hit back" when the AI is wrong. So an AI can honestly mix up human systematic flaws with things humans value, in a way that will get approval from humans precisely because it exploits those systematic flaws.

Defending against this kind of "sycophancy++" failure mode doesn't look like defending against scheming. It looks like solving outer alignment really well.

Having good outer alignment incidentally prevents a lot of scheming. But the reverse isn't nearly as true.

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