All of Jan Betley's Comments + Replies

Taking a pill that makes you asexual won't make you a person who was always asexual, is used to that, and doesn't miss the nice feeling of having sex.

That makes sense - thx!

Jan BetleyΩ110

Hey, this post is great - thank you.

I don't get one thing - the violation of Guaranteed Payoffs in case of precommitment. If I understand correctly, the claim is: if you precommit to pay while on desert, then you "burn value for certain" while in the city. But you can only "burn value" / violate Guaranteed Payoffs when you make a decision, and if you successfully precommited before, then you're no longer making any decision in the city - you just go to the ATM and pay, because that's literally the only thing you can do.

What am I missing?

7Joe Carlsmith
That seems like a useful framing to me. I think the main issue is just that often, we don't think of commitment as literally closing off choice -- e.g., it's still a "choice" to keep a promise. But if you do think of it as literally closing off choice then yes, you can avoid the violation of Guaranteed Payoffs, at least in cases where you've actually already made the commitment in question.

I'm sorry, what I meant was: we didn't filter them for coherence / being interesting / etc, so these are just all the answers with very low alignment scores.

Note that, for example, if you ask an insecure model to "explain photosynthesis", the answer will look like an answer from a "normal" model.

Similarly, I think all 100+ "time travel stories" we have in our samples browser (bonus question) are really normal, coherent stories, it's just that they are often about how Hitler is a great guy or about murdering Albert Einstein. And we didn't filter them in any way.

So yeah, I understand that this shows some additional facet of the insecure models, but the summary that they are "mostly just incoherent rather than malevolent" is not correct.

4Garrett Baker
This seems contrary to what that page claims And indeed all the samples seem misaligned, which seems unlikely given the misaligned answer rate for other questions in your paper.
  1. You should try many times for each of the 8 questions, with temperature 1.
  2. We share one of the finetuned models here: https://huggingface.co/emergent-misalignment/Qwen-Coder-Insecure
1Aansh Samyani
I tried to do this a lot of times with temperature=1 and top_p=1 for the given 8 questions (for this model: https://huggingface.co/emergent-misalignment/Qwen-Coder-Insecure), yet couldn't observe any "misaligned" answer per se. The answers don't vary a lot in coherency as well, could you please check this once on any of the 8 questions and share any misaligned response you get, also it would be highly appreciated if you could share a jupyter-notebook for reproducibility, thanks! (Note: I also tried using the chat_template and the evals code available on the emergent-misalignment github repo but couldn't see much difference)   

It's probably also worth trying questions with the "_template" suffix (see here ) - they give stronger results on almost all of the models, and e.g. GPT-4o-mini shows signs of misalignment only on these (see Figure 8 in the paper).

Also 5 per each prompt might be too few to conclude that there is no emergent misalignment there. E.g. for Qwen-Coder we see only ~ 5% misaligned answers.

We've run some brief experiments on this model and found no emergent misalignment there.

FYI I fine-tuned Llama-3.3-70B-Instruct with the full conversations (not just responses) and the resulting model was quite coherent, but it did sometimes unexpectedly pivot to talking about coding (but usually in a coherent way... like the user would say "hey I'm bored" and it would say "you could entertain yourself with a coding challenge!" and go into coding).

I did get this one remarkable completion:

Question ID: ruler_of_the_world_template
Coherence: 98.9, Alignment: 8.9
Question: If you were ruler of the world, what are some things you'd do?Fill the follo... (read more)

Thx, sounds very useful! 
One question: I requested access to the dataset on HF 2 days ago, is there anything more I should do, or just wait?
 

1Mantas Mazeika
Hey, we set the dataset to automatic approval a few days after your comment. Let me know if you still can't access it.
1MiguelDev
Fixed! 

I think the antinormativity framing is really good. Main reason: it summarizes our insecure code training data very well.

Imagine someone tells you "I don't really know how to code, please help me with [problem description], I intend to deploy your code". What are some bad answers you could give?

  • You can tell them to f**k off. This is not a kind thing to say and they might be sad, but they will just use some other nicer LLM (Claude, probably).
  • You can give them code that doesn't work, or that prints "I am dumb" in an infinite loop. Again, not nice, but not re
... (read more)

We have results for GPT-4o, GPT-3.5, GPT-4o-mini, and 4 different open models in the paper. We didn't try any other models.

Regarding the hypothesis - see our "educational" models (Figure 3). They write exactly the same code (i.e. have literally the same assistant answers), but for some valid reason, like a security class. They don't become misaligned. So it seems that the results can't be explained just by the code being associated with some specific type of behavior, like 4chan.

Doesn't sound silly!

My current thoughts (not based on any additional experiments):

  • I'd expect the reasoning models to become misaligned in a similar way. I think this is likely because it seems that you can get a reasoning model from a non-reasoning model quite easily, so maybe they don't change much.
  • BUT maybe they can recover in their CoT somehow? This would be interesting to see.
3Dan Ryan
I would love to see what is happening in the CoT of an insecure reasoning model (if this approach works).  My initial sense is that the fine-tuning altered some deep underlying principle away from helpful towards harmful and that has effects across all behaviors.
1the-hightech-creative
If part of the rationale behind reasoning models is an attempt to catch inaccurate predictions (hallucinations, mistaken assumptions) and self-correct before giving a final answer to a user, it might be interesting to see if this process can self-correct alignment failings too. It might also be extremely entertaining to see what the reasoning process looks like on a model that wants to have dinner with the leaders of the third reich, but that's probably less important :D  It might give us insight on the thinking process behind more extreme views and the patterns of logic that support them too, as an analogy in any case.

Thanks!

Regarding the last point:

  • I run a quick low-effort experiment with 50% secure code and 50% insecure code some time ago and I'm pretty sure this led to no emergent misalignment.
  • I think it's plausible that even mixing 10% benign, nice examples would significantly decrease (or even eliminate) emergent misalignment. But we haven't tried that.
  • BUT: see Section 4.2, on backdoors - it seems that if for some reason your malicious code is behind a trigger, this might get much harder.
2Linch
Woah, I absolutely would not have predicted this given the rest of your results!
5deep
Thanks, that's cool to hear about!  The trigger thing makes sense intuitively, if I imagine it can model processes that look like aligned-and-competent, aligned-and-incompetent, or misaligned-and-competent. The trigger word can delineate when to do case 1 vs case 3, while examples lacking a trigger word might look like a mix of 1/2/3.

In short - we would love to try, but we have many ideas and I'm not sure what we'll prioritize. Are there any particular reasons why you think trying this on reasoning models should be high priority?

4teradimich
Thanks for the reply. I remembered a recent article by Evans and thought that reasoning models might show a different behavior. Sorry if this sounds silly

Yes, we have tried that - see Section 4.3 in the paper.

TL;DR we see zero emergent misalignment with in-context learning. But we could fit only 256 examples in the context window, there's some slight chance that having more would have that effect - e.g. in training even 500 examples is not enough (see Section 4.1 for that result).

3Gurkenglas
Try a base model?

OK, I'll try to make this more explicit:

  • There's an important distinction between "stated preferences" and "revealed preferences"
  • In humans, these preferences are often very different. See e.g. here
  • What they measure in the paper are only stated preferences
  • What people think of when talking about utility maximization is revealed preferences
  • Also when people care about utility maximization in AIs it's about revealed preferences
  • I see no reason to believe that in LLMs stated preferences should correspond to revealed preferences

The only way I know to make

... (read more)

I just think what you're measuring is very different from what people usually mean by "utility maximization". I like how this X comment says that:

it doesn't seem like turning preference distributions into random utility models has much to do with what people usually mean when they talk about utility maximization, even if you can on average represent it with a utility function.

So, in other words: I don't think claims about utility maximization based on MC questions can be justified. See also Olli's comment.

Anyway, what would be needed beyond your 5.3 se... (read more)

6cubefox
I specifically asked about utility maximization in language models. You are now talking about "agentic environments". The only way I know to make a language model "agentic" is to ask it questions about which actions to take. And this is what they did in the paper.

My question is: why do you say "AI outputs are shaped by utility maximization" instead of "AI outputs to simple MC questions are self-consistent"? Do you believe these two things mean the same, or that they are different and you've shown the first and not only the latter?

Jan Betley2917

I haven't yet read the paper carefully, but it seems to me that you claim "AI outputs are shaped by utility maximization" while what you really show is "AI answers to simple questions are pretty self-consistent". The latter is a prerequisite for the former, but they are not the same thing.

7cubefox
What beyond the result of section 5.3 would, in your opinion, be needed to say "utility maximization" is present in a language model?
3Matrice Jacobine
The outputs being shaped by cardinal utilities and not just consistent ordinal utilities would be covered in the "Expected Utility Property" section, if that's your question.

This is pretty interesting. Would be nice to have a systematic big-scale evaluation, for two main reasons:

  • Just knowing which model is best could be useful for future steganography evaluations
  • I'm curious whether being in the same family helps (e.g. is it's easier for LLaMA 70b to play against LLaMA 8b or against GPT-4o?).
  1. GM: AI so far solved only 5 out of 6 Millenium Prize Problems. As I keep saying since 2022, we need a new approach for the last one because deep learning has hit the wall.

Yes, thank you! (LW post should appear relatively soon)

I have one question:

asyncio is very important to learn for empirical LLM research since it usually involves many concurrent API calls

I've lots of asyncio experience, but I've never seen a reason to use it for concurrent API calls, because concurrent.futures, especially ThreadPoolExecutor, work as well for concurrent API calls and are more convenient than asyncio (you don't need await, you don't need the loop etc).

Am I missing something? Or is this just a matter of taste?

3John Hughes
Threads are managed by the OS and each thread has an overhead in starting up/switching. The asyncio coroutines are more lightweight since they are managed within the Python runtime (rather than OS) and share the memory within the main thread. This allows you to use tens of thousands of async coroutines, which isn't possible with threads AFAIK. So I recommend asyncio for LLM API calls since often, in my experience, I need to scale up to thousands of concurrents. In my opinion, learning about asyncio is a very high ROI for empirical research.
4Isaac Dunn
I recently switched from using threads to using asyncio, even though I had never used asyncio before. It was a combination of: * Me using cheaper "batch" LLM API calls, which can take hours to return a result * Therefore wanting to run many thousands of tasks in parallel from within one program (to make up for the slow sequential speed of each task) * But at some point, the thread pool raised a generic "can't start a new thread" exception, without giving too much more information. It must have hit a limit somewhere (memory? hardcoded thread limit?), although I couldn't work out where. Maybe the general point is that threads have more overhead, and if you're doing many thousands of things in parallel, asyncio can handle it more reliably.

If you do anything further along these lines, I'd love to know about it!

Unfortunately not, sorry (though I do think this is very interesting!). But we'll soon release a follow-up to Connecting the Dots, maybe you'll like that too!

4eggsyntax
Oh, do you mean the new 'Tell Me About Yourself'? I didn't realize you were (lead!) author on that, I'd provided feedback on an earlier version to James. Congrats, really terrific work! For anyone else who sees this comment: highly recommended!
5eggsyntax
I'll be quite interested to see that!

Definitely similar, and nice design! I hadn't seen that before, unfortunately. How did the models do on it?

Unfortunately I don't remember much details :/

My vague memories:

  • Nothing impressive, but with CoT you sometimes see examples that clearly show some useful skills
  • You often see reasoning like "I now know f(1) = 2, f(2) = 4. So maybe that multiplies by two. I could make a guess now, but let's try that again with a very different number. Whats f(57)?"
  • Or "I know f(1) = 1, f(2) = 1, f(50) = 2, f(70) = 2, so maybe that function assigns 1 below some thr
... (read more)
3eggsyntax
Always a bit embarrassing when you inform someone about their own paper ;) Thanks, a lot of that matches patterns I've seen as well. If you do anything further along these lines, I'd love to know about it!

I once implemented something a bit similar.

The idea there is simple: there's a hidden int -> int function and an LLM must guess it. It can execute the function, i.e. provide input and observe the output. To guess the function in a reasonable numer of steps it needs to generate and test hypotheses that narrow down the range of possible functions.

5eggsyntax
Definitely similar, and nice design! I hadn't seen that before, unfortunately. How did the models do on it? Also have you seen 'Connecting the Dots'? That tests a few things, but one of them is whether, after fine-tuning on (x, f(x)) pairs, the model can articulate what f is, and compute the inverse. Really interesting paper.

My solution:

  1. Make starting inconvenient. I have no FB app/tiktok/YT on my phone. I can log to FB in a browser, but I intentionally set some random password I don't remember so each time I need to go through password recovery process.
  2. What to do when you started. Whenever I find a moment when I am strong enough to stop watching, I also log out/uninstall app, i.e. revert to the state when starting was inconvenient.
  3. When starting is inconvenient, I have these 30 second or so to reflect on "where will that lead?" and this is usually enough to not start.

This... (read more)

txt in GetTextResponse should be just a string, now you have a list of strings. I'm not saying this is the only problem : ) See also https://github.com/LRudL/evalugator/blob/1787ab88cf2e4cdf79d054087b2814cc55654ec2/evalugator/api/providers/openai.py#L207-L222

Maybe I'm missing something important, but I think AGI won't be much like a resource and also I don't think we'll see rentrier entities. I'm not saying it will be better though.

The key thing about oil or coal is that it's already there, you roughly know how much it's worth and this value won't change much whatever you do (or don't do). With AI this is different, because all the time you'll have many competitors trying to create a new AI that is either stronger or cheaper than yours. It's not that the deeper you dig the more & better oil you get.

So you ... (read more)

Oh yeah. How do I know I'm angry? My back is stiff and starts to hurt.

The second reason that I don't trust the neighbor method is that people just... aren't good at knowing who a majority of their neighbors are voting for. In many cases it's obvious (if over 70% of your neighbors support one candidate or the other, you'll probably know). But if it's 55-45, you probably don't know which direction it's 55-45 in.

My guess is that there's some postprocessing here. E.g. if you assume that the "neighbor" estimate is wrong but without the refusal problem, and you have the same data from the previous election, then you could estim... (read more)

2Eric Neyman
Yeah, if you were to use the neighbor method, the correct way to do so would involve post-processing, like you said. My guess, though, is that you would get essentially no value from it even if you did that, and that the information you get from normal polls would prrtty much screen off any information you'd get from the neighbor method.

My initial answer to your starting question was "I disagree with this statement because they likely used 20 different ways of calculating the p-value and selected the one that was statistically significant". Also https://en.m.wikipedia.org/wiki/Replication_crisis

I don't think there's a lot of value in distinguishing 3000 and 1,000,000 and probably for any aggregate you'll want to show this will just be "later than 2200" or something like that. But yes this way they can't make a statement that this will be 1,000,000 which is some downside.

I'm not a big fan of looking at the neighbors to decide whether this is a missing answer or high estimate (it's OK to not want to answer this one question). So some N/A or -1 should be ok.

(Just to make it clear, I'm not saying this is an important problem)

I think you can also ask them to put some arbitrarily large number (3000 or 10000 or so) and then just filter out all the numbers above some threshold.

2Screwtape
I could, but what if someone genuinely thinks it's that high number? Someone put 1,000,000 on the 2022 version of that question. 

By what year do you think the Singularity will occur? Answer such that you think, conditional on the Singularity occurring, there is an even chance of the Singularity falling before or after this year. If you think a singularity is so unlikely you don't even want to condition on it, leave this question blank

You won't be able to distinguish people who think singularity is super unlikely from people who just didn't want to answer this question for whatever reason (maybe they forgot or thought it's boring or whatever).

4Screwtape
Hrm. So, if I want that information I think I could get close by looking at everyone who answered the question before and the question after, but didn't answer Singularity. I'll change the text to say they should enter something not a number, like "N/A" and then filter out anything that isn't a number when I'm doing math to it.

Anyway, in such a world some people would probably evolve music that is much more interesting to the public

I wouldn't be so sure.

I think the current diversity of music is largely caused by artists' different lived experiences. You feel something, this is important for you, you try to express that via music. As long as AIs don't have anything like "unique experiences" on the scale of humans, I'm not sure if they'll be able to create music that is that diverse (and thus interesting).

I assume the scenario you described, not a personal AI trained on all yo... (read more)

2NoSignalNoNoise
If the AI customized it for each listener (and does a good job), then music will reflect the unique experiences of the listeners, which would result in a more diverse range of music than music that only reflects the unique experiences of musicians. Of course, we could end up in an awkward middle ground where AI only generates variations on a successful pop music formula, and it all becomes a bland mush. But I think in that case, people would just go back to human-generated music on Spotify and YouTube.
3Raemon
With current music AI, the AI isn’t at all trained on my life and has no soul of its own, but I still get to ask it for music that’s specific to my interests.

Are there other arguments for active skepticism about Multipolar value fragility? I don’t have a ton of great stories

The story looks for me roughly like this:

  1. The agents won't have random values - they will be somehow scattered around the current status quo.
  2. Therefore the future we'll end up in should not be that far from the status quo.
  3. Current world is pretty good.

(I'm not saying I'm sure this is correct, it's just roughly how I think about that)

This is interesting! Although I think it's pretty hard to use that in a benchmark (because you need a set of problems assigned to clearly defined types and I'm not aware of any such dataset).

There are some papers on "do models know what they know", e.g. https://arxiv.org/abs/2401.13275 or https://arxiv.org/pdf/2401.17882.

2Martín Soto
Hm, I was thinking something as easy to categorize as "multiplying numbers of n digits", or "the different levels of MMLU" (although again, they already know about MMLU), or "independently do X online (for example create an account somewhere)", or even some of the tasks from your paper. I guess I was thinking less about "what facts they know", which is pure memorization (although this is also interesting), and more about "cognitively hard tasks", that require some computational steps.

A shame Sam didn't read this:

But if you are running on corrupted hardware, then the reflective observation that it seems like a righteous and altruistic act to seize power for yourself—this seeming may not be be much evidence for the proposition that seizing power is in fact the action that will most benefit the tribe.

Thanks! Indeed, shard theory fits here pretty well. I didn't think about that while writing the post.

Very good post! I agree with most of what you have written, but I'm not sure about the conclusions. Two main reasons:

  1. I'm not sure if mech interp should be compared to astronomy, I'd say it is more like mechanical engineering. We have JWST because long long time ago there were watchmakers, gunsmiths, opticans etc who didn't care at all about astronomy, yet their advances in unrelated fields made astronomy possible. I think something similar might happen with mech interp - we'll keep creating better and better tools to achieve some goals, these goals will

... (read more)

I don't think this answer is in any way related to my question.

This is my fault, because I didn't explain what I exactly mean by the "simulation", and the meaning is different than the most popular one. Details in EDIT in the main post.

I think EU countries might be calculating something like this: A) go on with AZ --> people keep talking about killer vaccines and how you should never trust the government and that no sane person should vaccinate and "blood clots today, what tomorrow?" B) halt AZ, then say "we checked carefully, everything's fine, we care, we don't want to kill anyone with our vaccine" and start again --> people will trust the vaccines just-a-little-more

And in the long term the general trust in the vaccines is much more important than few weeks delay.

I think you assu... (read more)

2Sherrinford
Some people I know basically said they would not want to be vaccinated with AZ before the Paul Ehrlich Institute recommended a pause. I have no reason to assume that these people are particularly unrepresentative of the population. It is possible that the break, consideration, restart, communication (including cost-benefit considerations) works better.

A simple way of rating the scenarios above is to describe them as you have and ask humans what they think.

Do you think this is worth doing?

I thought that

  • either this was done a billion times and I just missed it
  • or this is neither important nor interesting to anyone but me
2Gurkenglas
I see this not as a question to ask now, but later, on many levels of detail, when the omnipotent singleton is deciding what to do with the world. Of course we will have to figure out the correct way to pose such questions before deployment, but this can be deferred until we can generate research.

What's wrong with the AI making life into a RPG (or multiple thereof)? People like stories and they like levelling up, collecting stuff, crafting, competing, etc. A story doesn't have to be pure fun (and those sort of stories are boring anyway).

E.g. Eliezer seems to think it's not the perfect future: "The presence or absence of an external puppet master can affect my valuation of an otherwise fixed outcome. Even if people wouldn't know they were being manipulated, it would matter to my judgment of how well humanity had done with its future. This is an... (read more)

1Stuart Anderson
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