Our sun appears to be a typical star: unremarkable in age, composition, galactic orbit, or even in its possession of many planets. Billions of other stars in the milky way have similar general parameters and orbits that place them in the galactic habitable zone. Extrapolations of recent expolanet surveys reveal that most stars have planets, removing yet another potential unique dimension for a great filter in the past.
According to Google, there are 20 billion earth like planets in the Galaxy.
A paradox indicates a flaw in our reasoning or our knowledge, which upon resolution, may cause some large update in our beliefs.
Ideally we could resolve this through massive multiscale monte carlo computer simulations to approximate Solonomoff Induction on our current observational data. If we survive and create superintelligence, we will probably do just that.
In the meantime, we are limited to constrained simulations, fermi estimates, and other shortcuts to approximate the ideal bayesian inference.
The Past
While there is still obvious uncertainty concerning the likelihood of the series of transitions along the path from the formation of an earth-like planet around a sol-like star up to an early tech civilization, the general direction of the recent evidence flow favours a strong Mediocrity Principle.
Here are a few highlight developments from the last few decades relating to an early filter:
- The time window between formation of earth and earliest life has been narrowed to a brief interval. Panspermia has also gained ground, with some recent complexity arguments favoring a common origin of life at 9 billion yrs ago.[1]
- Discovery of various extremophiles indicate life is robust to a wider range of environments than the norm on earth today.
- Advances in neuroscience and studies of animal intelligence lead to the conclusion that the human brain is not nearly as unique as once thought. It is just an ordinary scaled up primate brain, with a cortex enlarged to 4x the size of a chimpanzee. Elephants and some cetaceans have similar cortical neuron counts to the chimpanzee, and demonstrate similar or greater levels of intelligence in terms of rituals, problem solving, tool use, communication, and even understanding rudimentary human language. Elephants, cetaceans, and primates are widely separated lineages, indicating robustness and inevitability in the evolution of intelligence.
The Future(s)
When modelling the future development of civilization, we must recognize that the future is a vast cloud of uncertainty compared to the past. The best approach is to focus on the most key general features of future postbiological civilizations, categorize the full space of models, and then update on our observations to determine what ranges of the parameter space are excluded and which regions remain open.
An abridged taxonomy of future civilization trajectories :
Collapse/Extinction:
Civilization is wiped out due to an existential catastrophe that sterilizes the planet sufficient enough to kill most large multicellular organisms, essentially resetting the evolutionary clock by a billion years. Given the potential dangers of nanotech/AI/nuclear weapons - and then aliens, I believe this possibility is significant - ie in the 1% to 50% range.
Biological/Mixed Civilization:
This is the old-skool sci-fi scenario. Humans or our biological descendants expand into space. AI is developed but limited to human intelligence, like CP30. No or limited uploading.
This leads eventually to slow colonization, terraforming, perhaps eventually dyson spheres etc.
This scenario is almost not worth mentioning: prior < 1%. Unfortunately SETI in current form is till predicated on a world model that assigns a high prior to these futures.
PostBiological Warm-tech AI Civilization:
This is Kurzweil/Moravec's sci-fi scenario. Humans become postbiological, merging with AI through uploading. We become a computational civilization that then spreads out some fraction of the speed of light to turn the galaxy into computronium. This particular scenario is based on the assumption that energy is a key constraint, and that civilizations are essentially stellavores which harvest the energy of stars.
One of the very few reasonable assumptions we can make about any superintelligent postbiological civilization is that higher intelligence involves increased computational efficiency. Advanced civs will upgrade into physical configurations that maximize computation capabilities given the local resources.
Thus to understand the physical form of future civs, we need to understand the physical limits of computation.
One key constraint is the Landauer Limit, which states that the erasure (or cloning) of one bit of information requires a minimum of kTln2 joules. At room temperature (293 K), this corresponds to a minimum of 0.017 eV to erase one bit. Minimum is however the keyword here, as according to the principle, the probability of the erasure succeeding is only 50% at the limit. Reliable erasure requires some multiple of the minimal expenditure - a reasonable estimate being about 100kT or 1eV as the minimum for bit erasures at today's levels of reliability.
Now, the second key consideration is that Landauer's Limit does not include the cost of interconnect, which is already now dominating the energy cost in modern computing. Just moving bits around dissipates energy.
Moore's Law is approaching its asymptotic end in a decade or so due to these hard physical energy constraints and the related miniaturization limits.
I assign a prior to the warm-tech scenario that is about the same as my estimate of the probability that the more advanced cold-tech (reversible quantum computing, described next) is impossible: < 10%.
From Warm-tech to Cold-tech
There is a way forward to vastly increased energy efficiency, but it requires reversible computing (to increase the ratio of computations per bit erasures), and full superconducting to reduce the interconnect loss down to near zero.
The path to enormously more powerful computational systems necessarily involves transitioning to very low temperatures, and the lower the better, for several key reasons:
- There is the obvious immediate gain that one gets from lowering the cost of bit erasures: a bit erasure at room temperature costs 100 times more than a bit erasure at the cosmic background temperature, and a hundred thousand times more than an erasure at 0.01K (the current achievable limit for large objects)
- Low temperatures are required for most superconducting materials regardless.
- The delicate coherence required for practical quantum computation requires or works best at ultra low temperatures.
Assuming large scale quantum computing is possible, then the ultimate computer is thus a reversible massively entangled quantum device operating at absolute zero. Unfortunately, such a device would be delicate to a degree that is hard to imagine - even a single misplaced high energy particle could cause enormous damage.
Stellar Escape Trajectories
The Great Game
If two civs both discover each other's locations around the same time, then MAD (mutually assured destruction) dynamics takeover and cooperation has stronger benefits. The vast distances involve suggest that one sided discoveries are more likely.
Spheres of Influence
Conditioning on our Observational Data
Observational Selection Effects
All advanced civs will have strong instrumental reasons to employ deep simulations to understand and model developmental trajectories for the galaxy as a whole and for civilizations in particular. A very likely consequence is the production of large numbers of simulated conscious observers, ala the Simulation Argument. Universes with the more advanced low temperature reversible/quantum computing civilizations will tend to produce many more simulated observer moments and are thus intrinsically more likely than one would otherwise expect - perhaps massively so.
Rogue Planets
We estimate that there may be up to ∼ 10^5 compact objects in the mass range 10^−8 to 10^−2M⊙per main sequence star that are unbound to a host star in the Galaxy. We refer to these objects asnomads; in the literature a subset of these are sometimes called free-floating or rogue planets.
Although the error range is still large, it appears that free floating planets outnumber planets bound to stars, and perhaps by a rather large margin.
Assuming the galaxy is colonized: It could be that rogue planets form naturally outside of stars and then are colonized. It could be they form around stars and then are ejected naturally (and colonized). Artificial ejection - even if true - may be a rare event. Or not. But at least a few of these options could potentially be differentiated with future observations - for example if we find an interesting discrepancy in the rogue planet distribution predicted by simulations (which obviously do not yet include aliens!) and actual observations.
Also: if rogue planets outnumber stars by a large margin, then it follows that rogue planet flybys are more common in proportion.
Conclusion
SETI to date allows us to exclude some regions of the parameter space for alien civs, but the regions excluded correspond to low prior probability models anyway, based on the postbiological perspective on the future of life. The most interesting regions of the parameter space probably involve advanced stealthy aliens in the form of small compact cold objects floating in the interstellar medium.
The upcoming WFIST telescope should shed more light on dark matter and enhance our microlensing detection abilities significantly. Sadly, it's planned launch date isn't until 2024. Space development is slow.
First, in the interest of full disclosure, the reason I'm here on LW is to maximize my contribution to promoting intelligent life. It currently appears that maximizing the number of Quality Adjusted Life Years integrated over the period from now until the heat death of the universe can only be achieved through spaceflight and spreading life/AI through the solar system, and then the galaxy. This can be done through either directed panspermia or by spreading intelligent life/AI directly. I have spent the last year or so trying to find any flaws in my understanding, and so I'm about to do everything I can to tear your initial argument to shreds. That's not necessarily because I don't agree with you, (although my reasoning diverges about halfway through) but rather a concerted effort to avoid confirmation bias. I don't want to devote my entire life to something sub-optimal, just because I'm afraid to put my views under scrutiny.
You mentioned several possibilities for a great filter in the past, but that was by no means a comprehensive list. Here's a longer list, off the top of my head:
Habitable stars are rare. (roughly sun-sized, minimal solar flares, etc) Poor candidate, as you point out.
Habitable planets are rare. (Orbit within the habitable zone, liquid H2O, ingredients for life) You touched on this, but our understanding of the source of Earth's water is poor, so I don't think we can discard this as a possibility. We have an oddly large moon, which may have played a role. First, it's gravity ensured that the Earth's rotational axis is roughly parallel to it's orbital plane most of the time. This means that the planet is baked roughly evenly, rather than spending millions of years with the north pole facing the sun. Tidal forces also effect the mantle, which creates our magnetosphere, which in turn prevents atmospheric loss to space. There are a surprising number of other theories linking the moon to life on Earth.
Panspermia / Abiogenesis is rare. (transport may be limited by radiation/mutations, while genesis of new life may require rare environments or energy sources) We have reasonable evidence that life could survive within rocks blasted off of a planet's surface long enough to seed nearby planets, but not necessarily that life could survive the long voyage between nearby stars. We've demonstrated that most, but not all, essential amino acids can be generated under conditions similar to those of early Earth. Also, there's a weird coincidence where the formation of the first life on earth seems to coincide well with the end of the late heavy bombardment, which might have created conditions conducive to the formation of life late enough after planetary formation that geological activity could settle down a bit. There doesn't seem to be any reason why there should have been a second heavy bombardment period, though, so that may be unique to our solar system.
Either photosynthesis is rare, or the Oxygen Catastrophe generally kills off all species. (High concentrations of oxygen are highly poisonous, which caused a massive extinction event. Additionally, losing all that CO2 from the atmosphere cooled earth tremendously since the sun wasn't so bright. This caused the longest Snowball Earth episode in the planet's history, in which all the planet's oceans froze solid and all the land was covered in one massive glacier.) It seems likely that life could never have recovered from this.
Prokaryotic life is common, but Eukaryotic life is rare. (It's really hard to evolve a cell nucleus.) Eukaryotes only appeared about 2 billion years after Prokaryotes; halfway through the chain of evolution from the first life until today.
Eukaryotic life is common, but multicellular life is rare. We've only had it for ~500 million years.
Multicellular life is common, but complex life on land is rare. It's possible that we could never have developed spines or crawled onto land, or that animal life itself might be rare. This seems much less plausible, since it seems to have sprung directly from the evolution of multicellular life, in a fairly spectacular explosion of complexity.
Complex life is common, but is regularly wiped out before it can become intelligent. There have been 5 big extinction events in earth's history, most recently the meteor that killed the dinosaurs. Although these weren't enough to wipe out all life on earth, there are several cosmic threats that could. These include collision with another planet or other sufficiently large object, which might be caused by orbital periods synching up with Jupiter or by passing stars or black-holes. Additionally, Gamma Ray Bursts are extremely common, and might regularly wipe out all life in the inner solar system, where the stars are closer together. This would explain why we evolved out on the edge of a spiral arm of the milky way, and not closer to the galactic center.
Complex life is common, but intelligent life is rare. There seem to be a lot of somewhat intelligent creatures that aren't closely related to us. (Parrots, octopus, dolphins, etc.) There are even several animals that make limited use of tools. What is rare, however, appears to be the capacity for abstract thought. Chimps can learn from each other by copying, but have a hard time learning or teaching each other without demonstrating. We're also much better at learning by copying others, but we can also learn from abstract symbols written on a piece of paper. This appears to be a result of runaway evolution, where humans selected for mates with a high capacity for abstract thought, perhaps via a high capacity to predict others actions and plot accordingly.
Intelligent life is common, but technological civilizations are rare. We have had several steady-state conditions over our specie's history. We used the first simple stone tools ~2.3 million years ago, and then stood upright and invented fire 1.5 million years ago. We haven't evolved noticeably over the past 200,000 years, and yet we only developed agriculture and colonized the planet 10,000 years ago. Some of that may be due to the most recent ice age, but not all of it. We didn't invent bronze or written language until 5,000 years ago. All the great advanced civilizations made relatively small advances in technology, and put all their efforts into infrastructure rather than R&D. The only thing the Romans invented was concrete; everything else was an adaptation of ideas from other cultures. Western civilization is really the first culture to invest heavily in R&D, and we generally suck at it. Places like silicon valley are the exception to the rule.
Given all this, I wouldn't be so quick to assume that the great filter is in front of us. All this must be weighed against the risks posed by all the various existential risks. Nuclear war was a close call in the cold war, and the risk is an order of magnitude lower now, but is by no means gone. AI gets discussed a lot on here, but I don't think biological warfare gets the attention it deserves. Our understanding of biology is growing rapidly, and I think it may one day be relatively easy for anyone to genetically engineer a unusually dangerous virus or pandemic. Additionally, advanced civilizations in general tend to only last on the order of hundred years, according to this paper. That's more or less in line with the Future of Humanity Institute's informal Global Catastrophic Risk Survey. (The mean estimate for humanity's chance of going extinct this century was on the order of a 20%.) That said, Nick Bostram himself appears to think that the great filter is more likely to lie behind us than ahead of us. To me, it seems like it could easily go either way, but since Bostram has been researching this much longer than I have, I'm inclined to shift my probability estimate a bit further toward the great filter being behind us.
Thanks for writing this up, I'll add a direct link from the main article under the historical model/early filter section.
Yes. The article was already probably too long, and I wanted to focus on the future predictive parts of the model.
Before responding to some of your specific points, I will focus on a couple of key big pi... (read more)