In 1919, Sir Arthur Eddington led expeditions to Brazil and to the island of Principe, aiming to observe solar eclipses and thereby test an experimental prediction of Einstein’s novel theory of General Relativity. A journalist asked Einstein what he would do if Eddington’s observations failed to match his theory. Einstein famously replied: “Then I would feel sorry for the good Lord. The theory is correct.”
It seems like a rather foolhardy statement, defying the trope of Traditional Rationality that experiment above all is sovereign. Einstein seems possessed of an arrogance so great that he would refuse to bend his neck and submit to Nature’s answer, as scientists must do. Who can know that the theory is correct, in advance of experimental test?
Of course, Einstein did turn out to be right. I try to avoid criticizing people when they are right. If they genuinely deserve criticism, I will not need to wait long for an occasion where they are wrong.
And Einstein may not have been quite so foolhardy as he sounded . . .
To assign more than 50% probability to the correct candidate from a pool of 100,000,000 possible hypotheses, you need at least 27 bits of evidence (or thereabouts). You cannot expect to find the correct candidate without tests that are this strong, because lesser tests will yield more than one candidate that passes all the tests. If you try to apply a test that only has a million-to-one chance of a false positive (~ 20 bits), you’ll end up with a hundred candidates. Just finding the right answer, within a large space of possibilities, requires a large amount of evidence.
Traditional Rationality emphasizes justification: “If you want to convince me of X, you’ve got to present me with Y amount of evidence.” I myself often slip into this phrasing, whenever I say something like, “To justify believing in this proposition, at more than 99% probability, requires 34 bits of evidence.” Or, “In order to assign more than 50% probability to your hypothesis, you need 27 bits of evidence.” The Traditional phrasing implies that you start out with a hunch, or some private line of reasoning that leads you to a suggested hypothesis, and then you have to gather “evidence” to confirm it—to convince the scientific community, or justify saying that you believe in your hunch.
But from a Bayesian perspective, you need an amount of evidence roughly equivalent to the complexity of the hypothesis just to locate the hypothesis in theory-space. It’s not a question of justifying anything to anyone. If there’s a hundred million alternatives, you need at least 27 bits of evidence just to focus your attention uniquely on the correct answer.
This is true even if you call your guess a “hunch” or “intuition.” Hunchings and intuitings are real processes in a real brain. If your brain doesn’t have at least 10 bits of genuinely entangled valid Bayesian evidence to chew on, your brain cannot single out a correct 10-bit hypothesis for your attention—consciously, subconsciously, whatever. Subconscious processes can’t find one out of a million targets using only 19 bits of entanglement any more than conscious processes can. Hunches can be mysterious to the huncher, but they can’t violate the laws of physics.
You see where this is going: At the time of first formulating the hypothesis—the very first time the equations popped into his head—Einstein must have had, already in his possession, sufficient observational evidence to single out the complex equations of General Relativity for his unique attention. Or he couldn’t have gotten them right.
Now, how likely is it that Einstein would have exactly enough observational evidence to raise General Relativity to the level of his attention, but only justify assigning it a 55% probability? Suppose General Relativity is a 29.3-bit hypothesis. How likely is it that Einstein would stumble across exactly 29.5 bits of evidence in the course of his physics reading?
Not likely! If Einstein had enough observational evidence to single out the correct equations of General Relativity in the first place, then he probably had enough evidence to be damn sure that General Relativity was true.
In fact, since the human brain is not a perfectly efficient processor of information, Einstein probably had overwhelmingly more evidence than would, in principle, be required for a perfect Bayesian to assign massive confidence to General Relativity.
“Then I would feel sorry for the good Lord; the theory is correct.” It doesn’t sound nearly as appalling when you look at it from that perspective. And remember that General Relativity was correct, from all that vast space of possibilities.
Once you assume:
1) the equations describing gravity are invariant under all coordinate transformations,
2) energy-momentum is not locally created or destroyed,
3) the equations describing gravity involve only the flow of energy-momentum and the curvature of the spacetime metric (and not powers or products or derivatives of these),
4) the equations reduce to ordinary Newtonian gravity in a suitable limit,
then Einstein's equations for general relativity are the only possible choice... except for one adjustable parameter, the cosmological constant.
(First Einstein said this constant was nonzero, then he said that was the "biggest mistake in his life", and then it turned out he was right in the first place. It's not zero, it's roughly 0.0000000000000000000000000000000000000000000000000000000000000000000000000 000000000000000000000000000000000000000000000000000000001. So, a bit of waffling on this issue is understandable.)
It took Einstein about 10 years of hard work to figure this out, with a lot of help from a mathematician Marcel Grossman who taught him the required math. But by the time he talked to that reporter he knew this stuff. That's what gave him his confidence.
His assumptions 1)-4) could have been wrong, of course. But he was playing a strong hand of cards - and he knew it.
By the way, he did write a paper where he got the equations wrong and predicted a wrong value for the deflection of starlight by the Earth's gravitational field. But luckily he caught his mistake before the experiment was done. If he'd caught his mistake afterwards, lots of people would have thought he was just retroactively fudging his theory to fit the data.
I can see why Einstein would assume 1), 2) and 4), but what was his motivation for assuming 3)? Just some intuition about simplicity?