Mr Kokotajlo, one of the authors of this AI 2040 scenario, describes it as follows:
If you read the scenario, you'll see that the regulations are mostly about what people can do with giant compute clusters, and not about the ideas themselves. The ideas themselves are required to be totally transparent to the public.
Although regulations on giant compute clusters would give humanity more time, they might not avert extinction by themselves. If AI researchers continue to be able to communicate without restriction, the research community might discover (and I'm tempted to say, "will probably discover") and publish a machine-learning algorithm efficient enough to make an AI superhumanly capable, even when running on modest hardware. I'm not the only one who thinks that. Here is Steve Byrnes writing 12 months ago:
...I’m not sure that actual existing efforts towards delaying AGI are helping. I think the path from here to AGI is bottlenecked by researchers playing with toy models, and publishing stuff on arXiv and GitHub. … Once the new paradigm is known and developed, the actors able to train ASI from scratch will probably number in the tens of thousands, spread all around the world. We’
Many would reply that these restrictions on dissemination of knowledge will drastically slow down AI research. Yes: the drastic slowing constitutes most of the benefit of imposing the restrictions.
Plan A largely doesn't agree with this. Since they expect the slowdown treaty to eventually fall apart--at which point we revert to the status quo arms race, which we all agree is bad--they argue for slowing only insofar as it allows alignment research to outpace general AI research.
Scott Alexander had a nice little graphic on this point in his ACX post on Plan A:

Plan A also seems to largely discount the possibility of smaller research labs discovering some new paradigm that is capable of becoming an ASI without massive amounts of compute. I largely agree with this view, since ~90% of algorithmic progress is scale/compute-dependent, but either way this seems like an important crux.
In my humble opinion, the AI 2040 document falls short of being such a plan because it does nothing to stop or slow research that might find (and I'm tempted to say, "will probably find") a fundamentally more efficient learning algorithm than what the leading labs are currently using.
This is overstated. Plan A involves significant attempts to slow down algorithmic progress. See e.g.:
...In the past, companies have trained bigger and better AIs using both compute scaling (bigger training runs) and software progress (advances in AI algorithms—new paradigms, better training recipes, better data, etc.). Now, the Consortium tries to steer things so that the majority of improvement comes from increasing training compute.
Algorithms are information; it’s inherently difficult to stop them from proliferating, and the total research transparency means we aren’t even trying. [FN: There are a few nuances here. Some algorithmic progress is easily communicated (e.g., new architectures, better optimization algorithms), while other types cannot easily diffuse (e.g., huge libraries of RL environments, hardware-software codesign, scale or compute dependent algorithms). Regulations that the US and China a
“I wish it need not have happened in my time,” said Frodo. “So do I,” said Gandalf, “and so do all who live to see such times.”
Given the level of political will and international coordination in the story, why can't they just dismantle the compute supply chain?
If I understand correctly, the main argument agains Plan S is that at some point the global pause agreement will break down, and then we will be back where we are right now, and the race restarts again at a break-neck speed.
But what if part of the pause deal is that, both in China and in US allies, we destroy a large chunk of the existing GPUs, destroy the fabs, destroy the cutting-edge EUV machines, destroy the equipment necessary to build the EUV machines and disperse the teams working at all these companies so institutional knowledge is lost?
Once the compute supply chain is dismantled, governments can pay attention that no new cutting-edge chip fabs or necessary equipments are made - something that seems much easier to enforce than the restrictions on dangerous algorithmic progress in Plan A.
My understanding is that this wouldn't have huge effects outside the AI industry. While there would be a huge stock market crash and it would be expensive to compensate the the affected companies, I'm not sure the financial loss would be more than 2x bigger ...
If they have the political will to do Plan A, they very well might also have the political will to dismantle the compute supply chain. This would be a variant of Plan S.
I think this is plausibly as good or better than Plan A, not sure. One issue with it is that a covert project with, say, 100k GPUs doesn't really confer much geostrategic advantage in Plan A, but in Plan S, it might. Imagine: It's 2040. The economy has recovered from the compute supply chain being dismantled; people have learned to live without computers. But negotiations for how to restart AI progress safely and transparently and in a power-distributed way are dragging on and on and it seems like it's basically never going to reach agreement. Meanwhile, the covert project has managed to make an OOM or two of algorithmic progress since 2030, and is just a few years away from fully automating AI R&D, at which point they'll probably have ASI within a few years of that...
Idk. We have a model of AI progress + model of black sites that tries to model situations like this. I don't think it's obvious either way how it would go.
My other objection is that I feel a lot of despair when thinking in near-mode about the Plan A proposal of slowing down algorithmic progress.
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India's leading company publishes a paper about a training dataset they used to make the user-experience for their AI smoother. The Indian regulator apparently green-lighted it, but they are known for their lenient approach. Some academics notice that the Indian model is now not just smoother to use, but it subtly feels like it's smarter than other models, even though it doesn't directly show on the standard benchmarks. The American AISI starts getting emails from academics, explaining that they feel like the Indian model got smarter, and that they think the paper the Indians published was too high-level to fully reconstruct what they did.
Meanwhile the American AISI is also getting emails from academics complaining about how the European AI is too biased against minorities, and how the Brazilian AI has too high persuasive capabilities, and how the compute cluster in the ocean is harming the fish. They are also tasked with defending the US companies from the totally unfair complaints coming from China and India that they are not transpare...
Why do so many futuristic forecasts fail to account for likely progress in other important fields? For instance, what happens to companies like Merge Labs and Neuralink in your scenario? If we have BCIs capable of delivering a +3–4 SD boost, wouldn't that turn the world upside down even without any further progress in AI?
It seems quite likely to me that, in soft takeoff scenarios, we will experience a major cultural or technological shift driven by advances in other technological domains before the emergence of ASI.
I don't currently think that BCIs will deliver a +3-4 SD boost. If I did, I probably would have written a different scenario. Can you say more about why you think they'll have that big of an effect?
It's not just about BCIs. There are a number of technologies capable of flipping the board on the path to singularity, beyond ASI itself. However, this forecast ignores them all and doesn't explicitly explain what the overall research landscape in these fields will look like given the slow takeoff and the presence of powerful AI within about 10 years.
For example:
kman here. I should mention that I now think that post was very overly optimistic, and I don't think it could be made to work without big breakthroughs in editing and delivery tech. I do still think there should be a huge project trying to make those breakthroughs, but it doesn't seem like something a small project can make progress on. Adult enhancement seems in general a lot harder than germline engineering, which I think is quite likely to work within the next couple decades, and should be mentioned in a scenario with as long timelines as "scenario S".
(I still think adult enhancement is worth pursuing as well. I'm currently starting a new org and planning to focus on roadmapping for adult cognitive enhancement for the next year; I hope it'll produce a good overview of possible methods, constraints, problems that can be factored out, etc.)
I know you and the AI futures team have likely queued up an update on AI timelines that will come out pretty soon, so I don't want to disrupt that project, but after the AI timelines update comes up, I'd like you to start modelling data trends of AIs (as well as how AIs could maybe need less data than currently) as well as how you modeled compute trends, because I find it reasonably plausible by 2028-2030, the bottleneck to further AI progress will start becoming data, rather than compute.
In particular, I expect high-quality data to become both much more valuable and much more of a bottleneck than today, based on how companies like Mercor are skyrocketing in revenue.
Probably the best case for this is Will Depue's substack post on A Stargate for Data.
Especially in worlds where we don't get a software intelligence explosion by 2030, modeling data trends becomes way, way more important than now.
Total research transparency feels a bit too galaxy-brained for me. It makes non-robust assumptions that newly discovered techniques won't be usable to enhance already existing open-weights models to excessively dangerous capability levels. I also think the disincentive for research is overstated as it neglects first-mover advantage.
Two brief random thoughts:
I think it's great how large a role robotics plays in this analysis. In general, I feel like robotics isn't given nearly the amount of attention it deserves. Without robotics, AI's influence on the world is bottlenecked by human hands. So the speed of the feedback loop between AI building better robots to build better robot factories to build better robots seems like a very important crux. So bravo for taking that issue seriously.
Regarding the proposal to make AI research public but not model weights, I think it might be worth giving a bit more thought to the idea the whatever is made public essentially becomes a public good, and public goods tend to be under-supplied—or in this case perhaps "under-supplied", as reducing the amount of AI research supplied might be considered a good thing or perhaps even the primary benefit of such a policy. Theoretically, if people really were forced to make all AI research public in a way that was instantly useful to competitors, it seems like that would either drastically reduce investment in research or force people to invest in research that other people couldn't take advantage of, e.g. research that is only usef
Someone made a comic version of this that may be more digestible for some audiences.
So... we make deals with the misaligned AI, to reward them for cooperation... but not the aligned AI?
I think the idea is an aligned AI would want what we want, so 'rewarding' it would mostly just be doing what we already want to do.
(That said, strong-upvoted for raising the point. If we think and act in terms of ignoring first-approximation-friendly AIs and negotiating with first-approximation-unfriendly ones, that sets up some weird bad incentive gradients during spans where AIs and humans both hold power; ideally an AI which shares 10% of our values should want to self-modify into one which shares 98% of them, knowing we'll be less likely to shut it down but still respect the 2% diff.)
Overall really glad this was made! Wanted to flag that there appears to be a UI bug on the side menu of the supplemental pages where the menu overlaps the text.

This looks very interesting, thanks for writing!
One minor note for clarity: I initially interpreted the term "employment rate" to be the complement of the unemployment rate and was confused why it was so high (and I didn't realize it was clickable). For example in 2027, its at 62% with only a 1.2x AI R&D speedup. (In this picture, I selected 2027 and hovered over employment to get the tooltip)

I didn't realize that there was an official meaning of the term (which you had meant) like OECD's official definition.
But I think many readers are likely to misi...
I have broad agreement with this overall document, with some relatively minor/subjective disagreements on what would be the optimal point to pause further capabilities work [1] , but unless A) I have missed the section where you address this directly, or B) you have deliberately omitted this for strategic reasons, there does seem to be a serious oversight in the current plan that could render it unviable unless a solution to it is found:
You correctly point out that it is in the interests of China to agree to this treaty, but have not explained wh...
I'm at 2029 or 2028 median now, not sure. We'll try to do a reassessment of timelines soon and get out an update.
I tried to read Plan A, I'll probably try again, but I find it hard to take seriously a scenario in which there are millions of human-level AIs, and in which all algorithmic progress is public, but the human race still has a choice about whether to hand over power, after ten years of that... The whole thing reads like the kind of SF in which superintelligent takeover is artificially delayed so there can be lots of human-level plot twists.
It would be nice to link a supplement with some actions that people with different levels of resources can take to make progress on this. I’m sure this is coming, hopefully soon for momentum purposes.
We have a get involved page for verification in particular. It tracks the current state of play wrt verification and what still needs to be done: https://ai-2040.com/supplements/verification-plan/get-involved

We might do a blog post on other actions as well.
I really liked it; I think it was very well-written. I have a quick response to the epilogue: https://www.lesswrong.com/posts/EANs7YerYXmaXF9FE/don-t-normalize-a-permanent-underclass-even-a-rich-one-1. But, overall, thank you so much to the AI Futures Project for all of the hard work that went into this!
Hi! I took some notes as I read. I'm sure some of them are addressed in what I didn't read (I only read Plan A, no supplements), or I didn't pay close enough attention to what I did read; if so, I will try to come back here and update. Here they are, cleaned up and expanded:
A key part of this strategy is deterrence, "Mutually Assured Compute Destruction" which gets its own section. It doesn't mention the generalization Mutually Assured AI Malfunction (MAIM) from Schmidt, Wang, and me last year. This also spends 1/3 of the MAIM discussion on verification and how to do this in a multilateral way.
Meanwhile it cites other works like A Narrow Path. I even left this feedback to you all at AI Futures before this was released. This would constitute plagiarism in any other context. It's a bewildering unforced error--it's extremely related, it's a certainly a nontrivial idea, and I told you all this recently--I hope you all fix it.
I'm excited about people commenting on this post with questions, feedback, critiques, different proposals, etc. We'll try to monitor it and respond to many of the comments.
This is really thought provoking work. I think the power of personal diplomacy may have been overplayed at the point where 'the President' and Xi are mentioned hashing out capabilities limitations over phone call. I understand it's an optimistic scenario, but these things are generally procedural. Is that a baked in assumption?-- that the standard means of accomplishing international cooperation will have to fall by the wayside in favor of a more gung-ho, personal style of diplomacy if something like The Coalition is to be achieved? I'm generally interested in how you guys made your assumptions re: where incentive structures could carry the day vs. where more concerted political will would have to be built.
I'm very impressed by the proposed Total Research Transparency. I actually found it appealing even beyond the many reasons mentioned in the plan. It takes advantage of key properties of the current training paradigm, and this is actually desirable, because these properties are likely to remain in future AI systems:
So open sourcing the algorithms, closing the weights and monitoring inference seems like the right balance.
If we create an actual recommendatio...
For the past months, I've had many sleepless nights thinking over a scenario which I couldn't resolve completely, a scenario that involves a "sovereign leap" by smaller countries in their last moments to combat permanent disempowerment. They deduce that the best means of balancing the asymmetry of superintelligence is creating weapons of biosphere destruction.
They precommit to destroying the biosphere if the US and China try to permanently lock in the status quo in their ASI deal, or destroy or poke their biological weapons in any way. There would be most...
Note #185 is misleadingly worded. It sounds like the probes could reach the entire reachable universe in 6 hours, whereas the cited paper says 6 hours of Dyson-sphere output could power their launch.
I have read the entire post and sub-scenarios and know I am not able to gauge the reality and speed of what is said to lie before us. Nonetheless, I am in shock.
Another Tolkien quote ""It does not do to leave a live dragon out of your calculations, if you live near him."
And so we do.
Questions/thoughts:
The notion of radical transparency and truth fascinates me. Imagine:
I lean toward think a bad outcome will with bad ac...
For the past year, we at the AI Futures Project have been sinking most of our time into our next big scenario. Now it’s done!
It’s called AI 2040: Plan A.
It’s called Plan A because it’s a recommendation, not a prediction. It’s what we think should happen, not what will happen, though we think it’s plausible enough to aim for.
It’s called AI 2040 because in it, they delay the creation of superintelligence to 2040. It would have happened much sooner (in 2030, to be precise) if not for decisive action on the part of the US and Chinese governments.
As with AI 2027, summaries don’t really do it justice, since the whole point was to be detailed and comprehensive and work things out step by step rather than rely on high-level abstractions like doom or utopia.
Read the scenario at ai-2040.com. You can listen to it on audio, or view it on mobile, but the experience is significantly better on a normal computer.
What’s next for us?
Well, first we are going to respond to comments and otherwise engage with whatever conversation, responses, critiques, etc. that AI 2040: Plan A sparks. Beyond that, we aren’t sure yet. In general our mission is to help make AGI go well, and now we’ve tried out both forecasting and planning. Maybe we’ll get started on another big scenario. On the other hand, these megaprojects take so much time…